Each of us is required to have an up-to-date User ID and access FINRA’s system to review our U4s, add Outside Business Activities, check for outstanding Continuing Ed credits, and approve the accuracy of our personal information.
If you don’t already have a personal account, you’ll create one by clicking the link near the bottom.
Have your personal CRD# handy and ready.
You’ll be prompted to input your personal information and create a password.
Be sure to use your personal email when creating your account.
This system is for your personal use.