Each of us is required to have an up-to-date User ID and access FINRA’s system to review our U4s, add Outside Business Activities, check for outstanding Continuing Ed credits, and approve the accuracy of our personal information.
If you don’t already have a personal account, you’ll create one by clicking the link near the bottom.
You’ll be prompted to input your personal information and create a password.
Be sure to use your personal email when creating your account.
This system is for your personal use.
Once you’re in, the navigation is intuitive and you’ll be able to review your personal U4 data, check for accuracy, and review for upcoming continuing education if required by your home state.