A dedicated business line and compliant texting can be a powerful and efficient way to communicate with clients, but it’s also a heavily regulated medium. This policy ensures any IAR choosing to text clients does so in full compliance with SEC expectations around supervision, retention, and real-time monitoring of electronic communications.
This is an optional and add-on program. No IAR is required to use texting for business. But for those who choose to, we’ve built a centralized solution that supports compliance while respecting your autonomy.
We’ve partnered with Open Phone to provide a secure, monitored communication platform. This system allows for:
Being an add-on system, our base cost is the price of the Open Phone user subscription plus the cost of the Hadrius connection archiver and monitoring.